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Heuristics

Via Negativa Heuristic

A decision-making heuristic that recommends removing unnatural interventions rather than adding them, particularly in medicine, and warns against confusing absence of evidence with evidence of absence.

THE IDEA

What they call nonevidence—Where medicine fragilizes humans, then tries to save them—Newton’s law or evidence?

Figure from the source book

The history of medicine is the story—largely documented—of the dialectic between doing and thinking—and how to make decisions under opacity. In the medieval Mediterranean, Maimonides, Avicenna, Al-Ruhawi, and the Syriac doctors such as Hunain Ibn Ishaq were at once philosophers and doctors. A doctor in the medieval Semitic world was called Al-Hakim, “the wise,” or “practitioner of wisdom,” a synonym for philosopher or rabbi (hkm is the Semitic root for “wisdom”). Even in the earlier period there was a crop of Hellenized fellows who stood in the exact middle between medicine and the practice of philosophy—the great skeptic philosopher Sextus Empiricus was himself a doctor member of the skeptical empirical school. So were Menodotus of Nicomedia and the experience-based predecessor of evidence-based medicine—on whom a bit more in a few pages. The works of these thinkers, or whatever remains extant are quite refreshing for those of us who distrust those who talk without doing.

Simple, quite simple decision rules and heuristics emerge from this chapter. Via negativa, of course (by removal of the unnatural): only resort to medical techniques when the health payoff is very large (say, saving a life) and visibly exceeds its potential harm, such as incontrovertibly needed surgery or lifesaving medicine (penicillin). It is the same as with government intervention. This is squarely Thalesian, not Aristotelian (that is, decision making based on payoffs, not knowledge). For in these cases medicine has positive asymmetries—convexity effects—and the outcome will be less likely to produce fragility. Otherwise, in situations in which the benefits of a particular medicine, procedure, or nutritional or lifestyle modification appear small—say, those aiming for comfort—we have a large potential sucker problem (hence putting us on the wrong side of convexity effects). Actually, one of the unintended side benefits of the theorems that Raphael Douady and I developed in our paper mapping risk detection techniques (in Chapter 19) is an exact link between (a) nonlinearity in exposure or dose-response and (b) potential fragility or antifragility.

I also extend the problem to epistemological grounds and make rules for what should be considered evidence: as with whether a cup should be considered half-empty or half-full, there are situations in which we focus on absence of evidence, others in which we focus on evidence. In some cases one can be confirmatory, not others—it depends on the risks. Take smoking, which was, at some stage, viewed as bringing small gains in pleasure and even health (truly, people thought it was a good thing). It took decades for its harm to become visible. Yet had someone questioned it, he would have faced the canned-naive-academized and faux-expert response “do you have evidence that this is harmful?” (the same type of response as “is there evidence that polluting is harmful?”). As usual, the solution is simple, an extension of via negativa and Fat Tony’s don’t-be-a-sucker rule: the non-natural needs to prove its benefits, not the natural—according to the statistical principle outlined earlier that nature is to be considered much less of a sucker than humans. In a complex domain, only time—a long time—is evidence.

For any decision, the unknown will preponderate on one side more than the other.

The “do you have evidence” fallacy, mistaking evidence of no harm for no evidence of harm, is similar to the one of misinterpreting NED (no evidence of disease) for evidence of no disease. This is the same error as mistaking absence of evidence for evidence of absence, the one that tends to affect smart and educated people, as if education made people more confirmatory in their responses and more liable to fall into simple logical errors.

And recall that under nonlinearities, the simple statements “harmful” or “beneficial” break down: it is all in the dosage.

When to use it

  • Evaluating whether to adopt a new drug with marginal benefits

  • Assessing the safety of a dietary supplement or alternative medicine

  • Making policy decisions about environmental regulations with complex long-term effects

  • Deciding on personal health interventions like elective surgeries or wellness products

FROM THEORY TO EVERYDAY LIFE

In practice

01

Smoking and the Evidence Fallacy

Smoking was initially considered beneficial with small gains in pleasure and health. Critics were met with the response 'do you have evidence that this is harmful?' despite the lack of long-term evidence. The mistake was to treat the absence of evidence of harm as evidence that smoking was harmless.

02

Life-Saving Medical Interventions

When a medical intervention has a very large potential payoff (e.g., emergency surgery or penicillin for infections) and the harm is small, the via negativa heuristic recommends proceeding. The positive asymmetry (convexity) makes it worthwhile and reduces fragility.

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A MOMENT TO REFLECT

Put it to work.

  1. When considering a new medical treatment or lifestyle change, ask: Is the benefit large and certain enough to outweigh potential hidden harms?

  2. How can you distinguish between absence of evidence and evidence of absence in your own decisions?

  3. Think of a situation where you assumed that no evidence of harm meant something was safe. What were the consequences?

Connected ideas

Another lens can bring the same problem into focus.

Often confused with

CONTINUE THE CONVERSATION

Source texts

  • Antifragile (Nassim Nicholas Taleb)
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